Equities Compliance Jobs (with Salaries)

Business Supported: Global Advisory and Markets - Public. The role would primarily cover Equities (including Equities Sales and Trading, and Listed...

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

9d ago

Listed nine days ago

Compliance Partner

at HomeStart

This is a Full time job

Adelaide SA(Hybrid)

Work that makes a difference to South Australians
Annual salary increases
5 weeks Annual Leave

Work that makes a difference to South Australians
Annual salary increases
5 weeks Annual Leave

Play a pivotal role in a purpose driven lender, partnering with leaders to manage regulatory change and uplift compliance capability.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

9d ago

Listed fourteen days ago

Quality Assurance & Compliance Officer – Lending

at Infinity Group Australia Pty Ltd

This is a Full time job

Cremorne, Melbourne VIC(Hybrid)

$90k - $100k + super (based on experience)

Rapid growth = clear career progression and long-term opportunity
Access to financial education and exclusive property opportunities
Prime Cremorne location next to East Richmond Station, cafes and bars

Rapid growth = clear career progression and long-term opportunity
Access to financial education and exclusive property opportunities
Prime Cremorne location next to East Richmond Station, cafes and bars

Credit-savvy QA role in mortgage brokering—review lending decisions, lift compliance, and protect quality in a fast-paced, high-growth finance team.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

14d ago

Listed one hour ago

Risk & Compliance Analyst

at Vicinity Centres

Be an early applicant

This is a Full time job

Chadstone, Melbourne VIC

Hybrid flexible working environment - state of the art offices in Chadstone
Respectful, collaborative and customer focused team dynamic
Support the delivery of Vicinity's risk and compliance program

Hybrid flexible working environment - state of the art offices in Chadstone
Respectful, collaborative and customer focused team dynamic
Support the delivery of Vicinity's risk and compliance program

This is a fantastic opportunity to partner with stakeholders to ensure robust controls, strong regulatory compliance across Vicinity Centres.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

1h ago

Listed one hour ago

Compliance Advisor, Program Support

at BOQ Group

Be an early applicant

This is a Full time job

Sydney NSW(Hybrid)

12 month max term contract
Highly flexible working environment with WFH
Excellent career growth opportunties

12 month max term contract
Highly flexible working environment with WFH
Excellent career growth opportunties

The Compliance Advisor plays a critical role in Line 2 Compliance’s independent review, advice and challenge of key transformation initatives

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

1h ago

Listed eight days ago

Compliance Manager

at Compliance and Risk Services Pty Ltd

This is a Full time job

Melbourne VIC(Hybrid)

Unique opportunity with reputable, successful organisation
Join a high performing, supportive team delivering meaningful, interesting work
Flexible arrangements (incl. part time) and strong market aligned remuneration

Unique opportunity with reputable, successful organisation
Join a high performing, supportive team delivering meaningful, interesting work
Flexible arrangements (incl. part time) and strong market aligned remuneration

Join a specialist risk & compliance team backed by in house tech. Strong work life balance, WFH flexibility and a high quality client base

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

8d ago

Listed eight days ago

Compliance Manager

at Compliance and Risk Services Pty Ltd

This is a Full time job

Sydney NSW(Hybrid)

Unique opportunity with reputable, successful organisation
Join a high performing, supportive team delivering meaningful, interesting work
Flexible arrangements (incl. part time) and strong market aligned remuneration

Unique opportunity with reputable, successful organisation
Join a high performing, supportive team delivering meaningful, interesting work
Flexible arrangements (incl. part time) and strong market aligned remuneration

Join a specialist risk & compliance team backed by in house tech. Work life balance, WFH flexibility and a high quality client base

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

8d ago

Listed eight days ago

Graduate Compliance Officer

at FourQuarters Recruitment

This is a Full time job

Sydney NSW

Large brokerage, looking for a junior interested in risk and compliance.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

8d ago

Listed twenty seven minutes ago

Risk & Compliance Manager – Investments

at Mercer

Be an early applicant

This is a Full time job

Sydney NSW

Opportunity to lead compliance initiatives and remediation
Hybrid work flexibility in Sydney or Melbourne
Work in a dynamic investments environment

Opportunity to lead compliance initiatives and remediation
Hybrid work flexibility in Sydney or Melbourne
Work in a dynamic investments environment

Manage risk and compliance for Mercer Investments, focusing on monitoring, incident management, AML/CTF, and stakeholder collaboration.

subClassification: Risk ConsultingRisk Consulting

classification: Insurance & Superannuation(Insurance & Superannuation)

27m ago

Listed twenty hours ago

Compliance Lead

at Vicinity Centres

This is a Full time job

Chadstone, Melbourne VIC

Hybrid working model - state of the art offices in Chadstone
Play a critical role in enabling the business to operate with strong governance
Highly competitive salary including $1000 VCX securities and leave benefits

Hybrid working model - state of the art offices in Chadstone
Play a critical role in enabling the business to operate with strong governance
Highly competitive salary including $1000 VCX securities and leave benefits

Step into a visible, business-facing role where you can influence decision-making, uplift compliance maturity, and work closely with senior leaders.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

20h ago

Listed two days ago

Risk & Compliance Manager

at Plenti

This is a Full time job

Sydney NSW(Hybrid)

Join one of Australia's leading FinTech's!
Flexible Working
Growth & Development Opportunities

Join one of Australia's leading FinTech's!
Flexible Working
Growth & Development Opportunities

Join Plenti as a Risk & Compliance Manager and help shape strong frameworks, controls, and trusted guidance to support sustainable growth!

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

2d ago

Listed six days ago

Compliance Advisor | Immediate Available Contract Opportunity

at Hudson

This is a Full time job

Brisbane QLD(Hybrid)

Assessment and management of compliance incidents
Regulatory Compliance Specialist | Financial Services & Insurance
Short term temp role | Immediate Start

Assessment and management of compliance incidents
Regulatory Compliance Specialist | Financial Services & Insurance
Short term temp role | Immediate Start

Support the assessment and management of compliance incidents, breach determinations, and regulatory obligations.

subClassification: OtherOther

classification: Insurance & Superannuation(Insurance & Superannuation)

6d ago

Listed seven days ago

Compliance Analyst

at Ink Recruitment Pty Ltd

This is a Full time job

Brisbane QLD(Hybrid)

Build your compliance career at a global firm through a broad generalist pathway
Join a team where you'll be supported by an experienced & well regarded leader
Step into a team where attitude & cultural fit matter as much as capability

Build your compliance career at a global firm through a broad generalist pathway
Join a team where you'll be supported by an experienced & well regarded leader
Step into a team where attitude & cultural fit matter as much as capability

Join a global financial services firm where you can build a broad compliance career under strong mentorship. Brisbane CBD

Recruited byKaren Thorne

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

7d ago

Listed nineteen hours ago

Compliance Officer

at PERSOL

This is a Full time job

Sydney NSW(Hybrid)

$140,000 + Superannuation

Salary up to $140,000+Superannuation | Sydney CBD location
Managing compliance, AML/CTF, AFSL/ASIC/AUSTRAC
Join a well-established company | Great office culture and hybrid working

Salary up to $140,000+Superannuation | Sydney CBD location
Managing compliance, AML/CTF, AFSL/ASIC/AUSTRAC
Join a well-established company | Great office culture and hybrid working

Elevate your compliance career with this global fintech, standalone role managing compliance, risk - AFSL/ASIC/AUSTRAC | Up to $140k+Super| Sydney CBD

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

19h ago

Listed six days ago

Senior Compliance Business Partner - Investments

at SMC Executive

This is a Full time job

Melbourne VIC(Hybrid)

$200-$250k + super

Major Industry Superfund
Strategic Compliance Partnering role with CIO, COO & Leadership Teams
Investment Management Compliance Experience Required

Major Industry Superfund
Strategic Compliance Partnering role with CIO, COO & Leadership Teams
Investment Management Compliance Experience Required

Senior strategic advisory role, relationship owner and technical subject-matter expert for the Investments and Operations portfolio.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

6d ago

Listed twenty two days ago

Regulatory Compliance Manager

at TOM

This is a Full time job

Sydney NSW

$140,000 – $160,000 per year

Join a globally recognised financial institution with a strong presence across banking, markets, and asset management.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

22d ago

Listed fourteen days ago

Senior Compliance Specialist

at Teachers Mutual Bank

This is a Full time job

Sydney NSW(Hybrid)

Influence compliance outcomes across products, distribution and operations.
Hybrid role with real exposure to senior leaders and regulators.
Purpose‑led, member‑owned bank guided by passion, advocacy and sustainabilit

Influence compliance outcomes across products, distribution and operations.
Hybrid role with real exposure to senior leaders and regulators.
Purpose‑led, member‑owned bank guided by passion, advocacy and sustainabilit

We are seeking an experienced Senior Compliance Specialist to join our Risk & Compliance team in a key Second Line of Defence (2LOD) advisory role.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

14d ago

Listed thirteen days ago

Compliance Specialist

at Alinta Energy

This is a Full time job

Perth WA(Hybrid)

Partner with plant teams on reporting, licences and audits
Hands-on role building deep regulatory and compliance expertise
Attractive salary package | Energy discounts | Career growth opportunities

Partner with plant teams on reporting, licences and audits
Hands-on role building deep regulatory and compliance expertise
Attractive salary package | Energy discounts | Career growth opportunities

Hands on compliance role supporting regulatory reporting and licence management across power generation assets.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

13d ago

Listed twenty one days ago

Risk & Compliance Analyst

at StateCover Mutual Limited

This is a Full time job

Sydney NSW(Hybrid)

Work across risk, compliance, controls testing and reporting
Join a mutual insurer focused on keeping people safe, well and working
Hybrid working, competitive salary, and a collaborative team environment

Work across risk, compliance, controls testing and reporting
Join a mutual insurer focused on keeping people safe, well and working
Hybrid working, competitive salary, and a collaborative team environment

Make a genuine impact in a varied Risk & Compliance role within a purpose‑led, APRA‑regulated insurer supporting NSW local government.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

21d ago

Listed fourteen days ago

Compliance Analyst

at Praemium Limited

This is a Full time job

Melbourne VIC(Hybrid)

Lead key compliance frameworks, regulatory change, and control environments
Broad exposure across risk, controls, incidents and strategic projects
Partner with senior stakeholders in a fast-paced AFSL environment

Lead key compliance frameworks, regulatory change, and control environments
Broad exposure across risk, controls, incidents and strategic projects
Partner with senior stakeholders in a fast-paced AFSL environment

Senior Compliance Analyst owning obligations, regulatory change and controls, partnering across an AFSL environment in a dynamic R&C team

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

14d ago

Listed nine days ago

Finance & Compliance Officer

at Fido Finance

This is a Part time job

Woolloongabba, Brisbane QLD(Hybrid)

$75,000 – $85,000 per year

Great variety in your day-to-day
Small team with a tangible impact

Great variety in your day-to-day
Small team with a tangible impact

Fido Finance is a data-driven asset finance brokerage in Woolloongabba looking for a process-oriented Finance and Compliance Officer to join the team.

subClassification: OtherOther

classification: Accounting(Accounting)

9d ago

Listed seven days ago